First Issues Collectors Club - PDFSEARCH.IO - Document Search Engine

First Issues Collectors Club
Results: 188

#	Item
111	Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing to Conduct Connectivity Testing; Rel. No[removed], File Nos. SR-DTC[removed], SR-FICC[removed], and SR-NSCC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-18 14:28:53 Depository Trust & Clearing Corporation Securities First Issues Collectors Club ACT Securities Exchange Act Financial system Financial economics Finance
112	FICC: Notice of Filing of Proposed Rule Change to Institute Fines for Late Payment of Cash Obligations and Margin and to Institute Informal Hearing Procedures for Fine Disputes Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-09 11:04:21 First Issues Collectors Club Securities Exchange Act UBS U.S. Securities and Exchange Commission Finance Investment Financial economics United States securities law
113	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-FICC[removed]and SR-NSCC[removed]September 15, 2006 Self-Regulatory Organizations; Fixed Income Clearing Corporation and National Securities Clearin Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-18 14:50:38 Financial markets Depository Trust & Clearing Corporation Securities First Issues Collectors Club ACT Margin Federal Reserve System Short UBS Financial economics Investment Finance
114	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]April 15, 2008 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Rest Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-04-16 16:15:52 Depository Trust & Clearing Corporation Securities Finance ACT First Issues Collectors Club Financial system Financial economics Central Securities Depositories
115	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-26 18:10:26 First Issues Collectors Club 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act UBS U.S. Securities and Exchange Commission Finance Investment Financial economics United States securities law
116	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-17 16:50:56 Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act First Issues Collectors Club Financial regulation Government United States United States securities law United States Securities and Exchange Commission 73rd United States Congress
117	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-09 14:09:52 Securities Depository Trust & Clearing Corporation United States securities law Securities Exchange Act ACT First Issues Collectors Club U.S. Securities and Exchange Commission Financial system Financial economics Finance
118	Order Granting Approval of a Proposed Rule Change to Introduce Cross-Margining of Certain Positions Cleared at the Fixed Income Clearing Corporation and Certain Positions Cleared at New York Portfolio Clearing, LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-28 16:36:51 Financial markets Securities Depository Trust & Clearing Corporation Options Clearing Corporation First Issues Collectors Club Clearing Futures contract Portfolio margin Newedge Group Financial economics Finance Financial system
119	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-04-25 14:31:17 73rd United States Congress United States Securities and Exchange Commission United States securities law Securities Exchange Act Repurchase agreement Settlement U.S. Securities and Exchange Commission First Issues Collectors Club Financial system Financial economics Finance Securities
120	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]September 22, 2006 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating to As Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-26 16:16:54 Investment Repurchase agreement Security First Issues Collectors Club Securities Exchange Act Settlement Financial economics Finance Securities

UPDATE